Lee FarrisCRD Number: 5379630
Current Firm: H.d. Vest Advisory Services, Inc.
Lee Farris (CRD# 5379630) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Costa Mesa, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|H.d. Vest Investment Services||Costa Mesa, CA||Jun 2011 - Current||6|
|H. D. Vest Advisory Services||Costa Mesa, CA||Jun 2011 - Current||6|
|Farris & Company An Accountancy Corporation||Costa Mesa, CA||May 2006 - Current||11|
|Vangaurd University||Costa Mesa, CA||Aug 1999 - Current||18|
|Regatta Research And Money Management LLC||Costa Mesa, CA||Jan 2010 - Mar 2011||1|
|National Planning Corporation||Huntington Beach, CA||Nov 2007 - Jul 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S65||NASAA Investment Advisors Law Examination||May 2010|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV