Nikolas Hollingsworth, financial advisor Costa Mesa CA
61 score

Nikolas Hollingsworth

CRD Number: 5323352
Current Firm: Waddell & Reed

Nikolas Hollingsworth (CRD# 5323352) is an Investment Advisor Representative working at Waddell & Reed in Costa Mesa, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W & R Insurance Agencies Anaheim, CA Jul 2009 - Current 7
Waddell & Reed, Inc. Costa Mesa, CA Apr 2009 - Current 7
Doug Nelson Costa Mesa, CA Feb 2012 - Feb 2015 3
Darci Kelley Costa Mesa, CA Jan 2013 - Jul 2013 < 1
Unemployed Valencia, CA Dec 2008 - Apr 2009 < 1
Ray's Apparel Irvine, CA Oct 2007 - Dec 2008 1
Unemployed Valencia, CA Jul 2007 - Oct 2007 < 1
Malibu Conference Center Malibu, CA Jul 2007 - Jul 2007 < 1
Unemployed Valencia, CA May 2007 - Jul 2007 < 1
Aig Sunamerica Capital Services, Inc. Woodland Hills, CA Apr 2007 - May 2007 < 1
Aig Sunamerica Woodland Hills, CA Mar 2007 - May 2007 < 1
Unemployed Valencia, CA Dec 2006 - Mar 2007 < 1
Chico State University Chico, CA Aug 2001 - Dec 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nikolas P. Hollingsworth
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nikolas Hollingsworth and other advisors.
BADGES
61

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