Nicole Roberts (CRD# 6025708) is an Investment Advisor Representative working at Rock House Financial in Farmington, UT and has over 11 years of experience in the finance industry. Nicole Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
CRD# 2851331
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rh Advisors, LLC | Farmington, UT | Nov 2020 - Current | 3 |
| Rh Advisors, LLC | Farmington, UT | May 2018 - Current | 5 |
| Rh Advisors, LLC | Farmington, UT | Aug 2017 - Current | 6 |
| Various Insurance Carriers For W&r Insurance Agencies | Salt Lake City, UT | Sep 2014 - Current | 9 |
| Nicole Polatis Insurance Agent | Farmington, UT | Sep 2014 - Current | 9 |
| Young Living Essential Oils | Lehi, UT | May 2013 - Current | 10 |
| Young Living Essential Oils | Salt Lake City, UT | Apr 2013 - Current | 11 |
| United Planners Financial Services | Farmington, UT | Aug 2017 - Apr 2019 | 1 |
| Waddell & Reed, Inc. | Salt Lake City, UT | Sep 2014 - Aug 2017 | 2 |
| Byu Management Society | Salt Lake City, UT | Feb 2016 - Jul 2017 | 1 |
| Fidelity Investments | Salt Lake City, UT | Jan 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
| S63 | Uniform Securities State Law Examination | Apr 2012 |
- UT
-
Total Assets Under Management215MILLIONS
-
Total Number of Accounts1,216ACCOUNTS
-
Average Account Value$176,753
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
AZ, CA, ID, NV, TX, UT, WA
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