Nicole PolatisCRD Number: 6025708
Current Firm: Waddell & Reed
Nicole Polatis (CRD# 6025708) is an Investment Advisor Representative working at Waddell & Reed in Cottonwood Heights, UT and has over 5 years of experience in the finance industry. Nicole Polatis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Uma Financial Services Inc.
|Various Insurance Carriers For W&r Insurance Agencies||Salt Lake City, UT||Sep 2014 - Current||3|
|Waddell & Reed, Inc.||Salt Lake City, UT||Sep 2014 - Current||3|
|Young Living Essential Oils||Lehi, UT||May 2013 - Current||4|
|Fidelity Investment||Salt Lake City, UT||Jan 2012 - Sep 2014||2|
|Brigham Young University||Provo, UT||Sep 2011 - Dec 2011||< 1|
|Grandeur Peak Global Advisors||Salt Lake City, UT||Jun 2011 - Sep 2011||< 1|
|Wasatch Advisors||Salt Lake City, UT||May 2011 - Jun 2011||< 1|
|Byu Office Of Information Technology||Provo, UT||Apr 2010 - May 2011||1|
|Millcreek Metals||Blackfoot, ID||Mar 2010 - Apr 2010||< 1|
|The Church Of Jesus Christ Of Latter-day Saints||Charleston, WV||Aug 2008 - Feb 2010||1|
|Polatis Brothers Farms||Blackfoot, ID||Apr 2008 - Jul 2008||< 1|
|Byu Office Of Information Technology||Provo, UT||Jul 2006 - Apr 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2012|
|S65||NASAA Investment Advisors Law Examination||Sep 2014|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.