Richard Keppler, financial advisor Coupeville WA
56 score

Richard Keppler

CRD Number: 1174913
Current Firm: First American National Investment Advisors, LLC

Richard Keppler (CRD# 1174913) is an Investment Advisor Representative working at First American National Investment Advisors, LLC in Coupeville, WA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Redhawk Wealth Advisors, Inc. Minneapolis, MN Apr 2012 - Current 4
Futurity First Seattle, WA Jul 2011 - Current 5
Alliance Fund Distributors, Inc. New York, NY Apr 1995 - Current 21
Bankers Life Burlington, WA Nov 2009 - Jun 2011 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Richard D. Keppler
Phone Number: 770-814-4235
Firm Website: https://www.fanria.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    78
    MILLIONS
  • Total Number of Accounts
    1,420
    ACCOUNTS
  • Average Account Value
    $54,924
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IL, KS, KY, MA, MI, MN, MT, NC, NE, NJ, NV, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
56

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