Richard KepplerCRD Number: 1174913
Current Firm: First American National Investment Advisors, LLC
Richard Keppler (CRD# 1174913) is an Investment Advisor Representative working at First American National Investment Advisors, LLC in Coupeville, WA and has over 33 years of experience in the finance industry.
A.l. Rhodes Personal Financial Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Penn Cove Financial, LLC
|Redhawk Wealth Advisors, Inc.||Minneapolis, MN||Apr 2012 - Current||5|
|Futurity First||Seattle, WA||Jul 2011 - Current||6|
|Alliance Fund Distributors, Inc.||New York, NY||Apr 1995 - Current||22|
|Bankers Life||Burlington, WA||Nov 2009 - Jun 2011||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S65||NASAA Investment Advisors Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Judgments / Liens
Total Assets Under Management78MILLIONS
Total Number of Accounts1,420ACCOUNTS
Average Account Value$54,924
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, FL, GA, IL, KS, KY, MA, MI, MN, MT, NC, NE, NJ, NV, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV
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