Michael Coz, financial advisor Covington KY
77 score

Michael Coz

CRD Number: 6293157
Current Firm: Strategic Advisers, Inc.

Michael Coz (CRD# 6293157) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Covington, KY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Covington, KY Jan 2014 - Current 2
Western Hills Country Club Cincinnati, OH Aug 2013 - Jan 2014 < 1
University Of Cincinnati Cincinnati, OH Sep 2010 - Dec 2013 3
Cmlh LLC Cincinnati, OH Feb 2012 - Sep 2013 1
Audencia Nantes Ecole De Management Nantes, Jun 2013 - Aug 2013 < 1
Isellmac.com LLC Cincinnati, OH Sep 2011 - Feb 2012 < 1
Breads Of The World, LLC Cincinnati, OH Jul 2010 - May 2011 < 1
Frontdoor, LLC St. Louis, MO Feb 2010 - May 2010 < 1
Saint Louis University St. Louis, MO Aug 2008 - May 2010 1
Lacledes, LLC St. Louis, MO Sep 2009 - Jan 2010 < 1
Starbucks Corporation Cincinnati, OH Jul 2008 - Jun 2009 < 1
Humacare, Inc. (dba G&w) Cincinnati, OH May 2008 - Aug 2008 < 1
Western Hills Country Club Cincinnati, OH May 2006 - Aug 2008 2
St. Xavier High School Cincinnati, OH Aug 2004 - Jun 2008 3
Paramount Parks, Inc. Cincinnati, OH Apr 2007 - Aug 2007 < 1
Larosa's, Inc. Cincinnati, OH Oct 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
S63 Uniform Securities State Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael T. Coz
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Michael Coz and other advisors.
BADGES
77

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