Stephen Graham, financial advisor Covington KY
90 score

Stephen Graham

CRD Number: 6064528
Current Firm: Strategic Advisers, Inc.

Stephen Graham (CRD# 6064528) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Covington, KY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Investments Covington, KY May 2011 - Current 5
Widmers Dry Cleaning Cincinnati, OH Mar 2010 - May 2011 1
Us Bank Cincinnati, OH Feb 2009 - Feb 2010 1
Unemployed Morehead, KY Sep 2008 - Jan 2009 < 1
Widmers Dry Cleaning Cincinnati, OH Sep 2001 - Aug 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Stephen D. Graham
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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