Thomas Cox, financial advisor Covington KY
90 score

Thomas Cox

CRD Number: 5944889
Current Firm: Strategic Advisers, Inc.

Thomas Cox (CRD# 5944889) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Covington, KY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Covington, KY Jun 2011 - Current 5
Sears Florence, KY Apr 2010 - Jun 2011 1
Thomas More College Crestview Hills, KY Jan 2007 - May 2011 4
Unemployed Erlanger, KY Jan 2010 - Apr 2010 < 1
Buffalo Bobs Florence, KY Sep 2009 - Jan 2010 < 1
Oriental Wok Ft Mitchell, KY Nov 2008 - Aug 2009 < 1
Unemployed Erlanger, KY Apr 2009 - Jun 2009 < 1
Fedex Florence, KY Jul 2008 - Oct 2008 < 1
Comair Hebron, KY May 2008 - Jul 2008 < 1
Silverlake Erlanger, KY Aug 2007 - May 2008 < 1
Target Florence, KY Feb 2008 - Apr 2008 < 1
Ft. Mitchell Country Club Fort Mitchell, KY Jul 2007 - Aug 2007 < 1
Swim Safe Crestview Hills, KY May 2007 - Aug 2007 < 1
Comair Hebron, KY Nov 2006 - May 2007 < 1
University Of Cincinnati Cincinnati, OH Sep 2006 - Dec 2006 < 1
Swim Safe Crestview Hills, KY Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Thomas W. Cox
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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