Joan Cox, financial advisor Covington LA
96 score

Joan Cox

CRD Number: 1260363
Current Firm: Personal Financial Advisors, LLC

Joan Cox (CRD# 1260363) is an Investment Advisor Representative working at Personal Financial Advisors, LLC in Covington, LA and has over 24 years of experience in the finance industry. Joan Cox has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Personal Financial Advisors, LLC Covington, LA Sep 2012 - Current 5
Sagepoint Financial, Inc. Baton Rouge, LA Jan 2009 - Sep 2012 3
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1993
S65 NASAA Investment Advisors Law Examination May 2003
Contact Info for Joan B. Cox
Phone Number: (985) 898-0450
Firm Website:
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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