Michael Boccia, financial advisor Cranberry Township PA
61 score

Michael Boccia

CRD Number: 3112801
Current Firm: Transamerica Financial Advisors, Inc.

Michael Boccia (CRD# 3112801) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Cranberry Township, PA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Vindication Marketing, LLC Youngstown, OH Dec 2013 - Current 3
Transamerica Financial Advisors, Inc. Cranberry Township, PA Nov 2012 - Current 4
World Financial Group, Inc. Cranberry Township, PA Oct 2012 - Current 4
Marketing Edge, LLC Poland, OH Oct 2013 - Mar 2014 < 1
The One Marketing Group, LLC Poland, OH Jan 2013 - Mar 2014 1
Unemployed Poland, OH Jul 2012 - Oct 2012 < 1
Promark Financial Santa Ana, CA Dec 2011 - Jul 2012 < 1
Investment Advisors International, Inc. Willoughby Hills, OH Jul 2006 - Dec 2011 5
World Group Securities, Inc. Willoughby Hills, OH Apr 2002 - Dec 2011 9
World Financial Group Willoughby Hills, OH Jun 2001 - Dec 2011 10
Boardman Partners, LLC Boardman, OH May 2005 - May 2011 6
Medsafe, Inc. Freeport, NY Oct 2008 - Oct 2010 2
The One Marketing Group, LLC Poland, OH Jul 2009 - Mar 2010 < 1
National Home Loan Relief Boardman, OH Dec 2008 - Dec 2009 1
Team Tnt Boardman, OH Nov 2004 - Dec 2009 5
Hillcrest Mortgage Boardman, OH Jan 2005 - Oct 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael V. Boccia
Phone Number: 727-299-1800
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
61

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