Sean Roberts (CRD# 6047091) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Sugar Land, TX and has over 11 years of experience in the finance industry. Sean Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
Company Name | Location | Dates | Years |
---|---|---|---|
Fidelity Brokerage Services LLC | Sugar Land, TX | Apr 2019 - Current | 4 |
Ae Wealth Management, LLC | Topeka, KS | Jan 2019 - Apr 2019 | < 1 |
Roberts Wealth Management | Sugar Land, TX | Jan 2019 - Apr 2019 | < 1 |
Lpl Financial LLC | Crossett, AR | Feb 2018 - Jan 2019 | < 1 |
Invest Financial Corp | Tampa, FL | Sep 2015 - Feb 2018 | 2 |
Edward Jones | St Louis, MO | Mar 2013 - Sep 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2012 |
- TX
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Total Assets Under Management652,548MILLIONS
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Total Number of Accounts1,712,247ACCOUNTS
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Average Account Value$381,106
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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