James Thorstad, financial advisor Crown Point IN
83 score

James Thorstad

CRD Number: 1300560
Current Firm: Stifel, Nicolaus & Company, Incorporated

James Thorstad (CRD# 1300560) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Crown Point, IN and has over 32 years of experience in the finance industry.

Similar Advisors
James Adducci, financial advisor Crown Point IN
James S. Adducci
CRD# 4984978
Adducci Financial Services, Ltd.
Score
96
Similar Advisors
Albert Adriani, financial advisor Crown Point IN
Albert D. Adriani
CRD# 2507221
Haven Real Estate Group, LLC
Score
96
Similar Advisors
Genay Airey, financial advisor Crown Point IN
Genay K. Airey
CRD# 1623480
Oneamerica Securities, Inc.
Score
96
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Crown Point, IN Oct 2012 - Current 4
Wells Fargo Advisors LLC Merrillville, IN May 2009 - Oct 2012 3
Wachovia Securities, LLC Merrillville, IN Jan 2008 - May 2009 1
A.g. Edwards Merrillville, IN Jul 1984 - Jan 2008 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
S66 NASAA Uniform Combined State Law Examination Sep 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James A. Thorstad
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Thorstad and other advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.