Brian Niemann, financial advisor Rice Lake WI

Brian Niemann

CRD Number: 1849649
Current Firm: Lpl Financial LLC

Brian Niemann (CRD# 1849649) is an Investment Advisor Representative working at Lpl Financial LLC in Rice Lake, WI and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Wealth Management Group, LLC Rice Lake, WI Aug 2002 - Current 21
Lpl Financial, Llc (formerly: Linsco/private Ledger Corp.) Rice Lake, WI Jul 2002 - Current 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
Contact Info for Brian T. Niemann
Phone Number: 704-733-3300
Registered State(s):
  • CO
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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