David Chen, financial advisor Cupertino CA

David Chen

CRD Number: 6852351
Current Firm: E*trade Capital Management, LLC

David Chen (CRD# 6852351) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Cupertino, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Cupertino, CA Aug 2020 - Current < 1
E*trade Capital Management LLC Cupertino, CA Aug 2020 - Current < 1
Fidelity Brokerage Services LLC Sunnyvale, CA Apr 2018 - Aug 2020 2
Lpl Financial San Diego, CA Aug 2017 - Mar 2018 < 1
Uc San Diego Transportation Services San Diego, CA Jan 2015 - Sep 2017 2
Full Time Student (ucsd) San Diego, CA Nov 2014 - Jan 2015 < 1
Republican Party Of San Diego County San Diego, CA Jan 2014 - Nov 2014 < 1
Tommy Hilfiger Milpitas, CA Jun 2014 - Sep 2014 < 1
Full Time Education (ucsd) San Diego, CA Sep 2013 - Jun 2014 < 1
Clarks Bostonian Milpitas, CA Mar 2013 - Sep 2013 < 1
Tommy Hilfiger Milpitas, CA Sep 2012 - Sep 2013 1
Raging Waters San Jose, CA May 2012 - Sep 2012 < 1
Unemployment Milpitas, CA Oct 1994 - May 2012 17
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2018
Contact Info for David W. Chen
Phone Number: (703) 247-3700
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,788
    MILLIONS
  • Total Number of Accounts
    49,527
    ACCOUNTS
  • Average Account Value
    $157,249
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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