Susan Tzu-ling ChenCRD Number: 3181028
Current Firm: Td Ameritrade, Inc.
Susan Tzu-ling Chen (CRD# 3181028) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Cupertino, CA and has over 18 years of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Td Ameritrade, Inc.||Cupertino, CA||Aug 2011 - Current||6|
|Ubs Financial Services Inc.||San Francisco, CA||Dec 2010 - Aug 2011||< 1|
|Charles Schwab Bank||San Mateo, CA||Feb 2005 - Dec 2010||5|
|Charles Schwab & Company, Inc.||San Mateo, CA||Dec 1998 - Dec 2010||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
|S66||NASAA Uniform Combined State Law Examination||Mar 2001|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV