Allen Raub, financial advisor Dallas TX
83 score

Allen Raub

CRD Number: 1387405
Current Firm: Ameriprise Financial Services, Inc.

Allen Raub (CRD# 1387405) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Dallas, TX and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Richardson, TX Nov 2011 - Current 5
Vsr Advisory Services Overland Park, KS Aug 2007 - Nov 2011 4
Vsr Financial Services, Inc. Overland Park, KS Jul 1998 - Nov 2011 13
Raub Capital Management Dallas, TX Jul 1998 - Nov 2011 13
Minnesota Mutual St Paul, MN Sep 1994 - Nov 2011 17
Guardian Life Insurance Company New York, NY Jan 1993 - Nov 2011 18
The Masters (division Of Vsr) Overland Park, KS Jan 2003 - Aug 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Allen A. Raub
Phone Number: 612-671-3131
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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