Anna Rice, financial advisor Dallas TX

Anna Rice

CRD Number: 2990921
Current Firm: Brokaw Rice Investment Advisors, Incorporated

Anna Rice (CRD# 2990921) is an Investment Advisor Representative working at Brokaw Rice Investment Advisors, Incorporated in Dallas, TX and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Brokaw Rice Investment Advisors, Incorporated Dallas, TX Jan 2024 - Current < 1
Servicenow Dallas, TX Jan 2024 - Current < 1
Brokaw Rice Investment Advisors, Incorporated Dallas, TX Jul 2016 - Dec 2023 7
Cushman & Wakefield Dallas, TX Jan 2023 - Oct 2023 < 1
Frontier Communications Dallas, TX Aug 2020 - Dec 2022 2
Hilton Dallas, TX Nov 2019 - Jul 2020 < 1
Keurig Dr. Pepper Dallas, TX Mar 2019 - Nov 2019 < 1
At&t Corporation Dallas, TX Jun 2015 - Mar 2019 3
Brokaw Rice Investment Advisors, Inc. Lakeland, FL Jan 2005 - Jul 2016 11
At&t Corporation Bedminster, NJ Jun 2001 - Jun 2015 14
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Anna K. Rice
Phone Number: 908-227-0014
Registered State(s):
  • FL
  • TX
Current Firm Details
By the Numbers
  • Total Assets Under Management
    6
    MILLIONS
  • Total Number of Accounts
    30
    ACCOUNTS
  • Average Account Value
    $201,416
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, TX

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