Austin Mitchell, financial advisor Dallas TX
93 score

Austin Mitchell

CRD Number: 5543688
Current Firm: Northwestern Mutual Investment Services,llc

Austin Mitchell (CRD# 5543688) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Dallas, TX and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services LLC Dallas, TX Sep 2009 - Current 7
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2008 - Current 8
Northwestern Mutual Investment Services, LLC Dallas, TX Nov 2013 - Mar 2016 2
Texas A&m University College Station, TX Aug 2006 - Dec 2008 2
Re/max Aacer Realty Plano, TX May 2007 - Aug 2007 < 1
Unemployed Dallas, TX Sep 1999 - Aug 2006 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2013
S63 Uniform Securities State Law Examination Apr 2010
Contact Info for Austin J. Mitchell
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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