Brien Smith, financial advisor Dallas TX
93 score

Brien Smith

CRD Number: 4517835
Current Firm: Neuberger Berman LLC

Brien Smith (CRD# 4517835) is an Investment Advisor Representative working at Neuberger Berman LLC in Dallas, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Neuberger Berman, LLC Dallas, TX Jan 2009 - Current 7
Lehman Crossroads Investment Advisers, LP Dallas, TX Oct 2003 - Jan 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Brien P. Smith
Phone Number: 212-476-9000
Firm Website: http://www.nb.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    52,626
    MILLIONS
  • Total Number of Accounts
    40,700
    ACCOUNTS
  • Average Account Value
    $1,293,032
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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