Caroline SharpCRD Number: 5956407
Current Firm: Stifel, Nicolaus & Company, Incorporated
Caroline Sharp (CRD# 5956407) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Dallas, TX and has over 5 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Stifel, Nicolaus & Company, Incorporated||St. Louis, MO||Dec 2015 - Current||1|
|Barclays||Dallas, TX||Sep 2012 - Current||4|
|The Ayco Company, L.p./mercer Allied||Dallas, TX||Jan 2011 - Sep 2012||1|
|University Of Oklahoma - College Of Business||Norman, OK||Jan 2010 - Dec 2010||< 1|
|University Of Oklahoma||Norman, OK||Aug 2009 - Dec 2010||1|
|Tom Johnson Investment Management||Oklahoma City, OK||May 2010 - Aug 2010||< 1|
|University Of Oklahoma - Athletic Dept.||Norman, OK||Jan 2009 - Jan 2010||1|
|Unemployed||Shawnee, OK||Aug 2008 - Jan 2009||< 1|
|University Of Oklahoma - Athletic Dept.||Norman, OK||Aug 2005 - Jul 2008||2|
|University Of Oklahoma||Norman, OK||Aug 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.