Caroline SharpCRD Number: 5956407
Current Firm: Stifel, Nicolaus & Company, Incorporated
Caroline Sharp (CRD# 5956407) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Dallas, TX and has over 4 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Stifel, Nicolaus & Company, Incorporated||St. Louis, MO||Dec 2015 - Current||< 1|
|Barclays||Dallas, TX||Sep 2012 - Current||4|
|The Ayco Company, L.p./mercer Allied||Dallas, TX||Jan 2011 - Sep 2012||1|
|University Of Oklahoma - College Of Business||Norman, OK||Jan 2010 - Dec 2010||< 1|
|University Of Oklahoma||Norman, OK||Aug 2009 - Dec 2010||1|
|Tom Johnson Investment Management||Oklahoma City, OK||May 2010 - Aug 2010||< 1|
|University Of Oklahoma - Athletic Dept.||Norman, OK||Jan 2009 - Jan 2010||1|
|Unemployed||Shawnee, OK||Aug 2008 - Jan 2009||< 1|
|University Of Oklahoma - Athletic Dept.||Norman, OK||Aug 2005 - Jul 2008||2|
|University Of Oklahoma||Norman, OK||Aug 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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