Charles Davis, financial advisor Dallas TX
93 score

Charles Davis

CRD Number: 1063586
Current Firm: Citigroup Global Markets Inc.

Charles Davis (CRD# 1063586) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Dallas, TX and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Citigroup Global Markets Inc. Dallas, TX Jun 2010 - Current 6
Deutsche Bank Securities Inc. Dallas, TX Aug 2008 - Jun 2010 1
None Dallas, TX Mar 2008 - Aug 2008 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas, TX Mar 1989 - Mar 2008 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1982
Contact Info for Charles K. Davis
Phone Number: 212-816-6000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    22,285
    MILLIONS
  • Total Number of Accounts
    42,945
    ACCOUNTS
  • Average Account Value
    $518,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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