Dan DrummondCRD Number: 4516012
Current Firm: Smith Anglin Financial, LLC
Dan Drummond (CRD# 4516012) is an Investment Advisor Representative working at Smith Anglin Financial, LLC in Dallas, TX and has over 11 years of experience in the finance industry.
|Purshe Kaplan Sterling Investments||Albany, NY||Mar 2014 - Current||2|
|Smith Anglin Financial, LLC||Dallas, TX||Feb 2014 - Current||2|
|Lpl Financial||Frisco, TX||May 2013 - Current||3|
|Stratos Wealth Partners||Frisco, TX||May 2013 - Jan 2014||< 1|
|Bbva Compass Investment Solutions, Inc.||Dallas, TX||Nov 2011 - Apr 2013||1|
|Compass Bank||Dallas, TX||Nov 2011 - Apr 2013||1|
|Bbva Wealth Solutions Inc.||Dallas, TX||Nov 2011 - Apr 2013||1|
|Morgan Stanley Smith Barney||Plano, TX||Jun 2009 - Oct 2011||2|
|Morgan Stanley & Company, Incorporated||Plano, TX||Apr 2007 - Oct 2011||4|
|Morgan Stanley Smith Barney||Plano, TX||Dec 2004 - Oct 2011||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2005|
Total Assets Under Management402MILLIONS
Total Number of Accounts2,262ACCOUNTS
Average Account Value$177,800
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AR, AZ, CA, FL, GA, IL, LA, MD, MN, NC, NE, NH, NJ, NV, NY, OK, PA, SC, TN, TX, VA, WA
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