David McMahan, financial advisor Dallas TX
71 score

David McMahan

CRD Number: 3078266
Current Firm: Prospera Financial Services, Inc.

David McMahan (CRD# 3078266) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Prospera Financial Services Dallas, TX Jan 2016 - Current < 1
Bfm Capital Gastonia, NC Oct 2004 - Current 12
Gaston County Ymca Board Member Gastonia, NC Jan 2003 - Current 13
Ips Financial Services Corp. Gastonia, NC May 1999 - Current 17
Capital Guardian LLC Gastonia, NC Dec 2005 - Jan 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David W. McMahan
Phone Number: 972-581-3000
Registered State(s):
  • AL
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    1,366
    MILLIONS
  • Total Number of Accounts
    6,381
    ACCOUNTS
  • Average Account Value
    $214,022
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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