David MooneyCRD Number: 5554665
Current Firm: Wedbush Securities Inc.
David Mooney (CRD# 5554665) is an Investment Advisor Representative working at Wedbush Securities Inc. in Dallas, TX and has over 8 years of experience in the finance industry.
Khp Capital LLC
Vanderpal Capital Management LLC
Summit Financial Group Inc.
|Wedbush Securities Inc.||Dallas, TX||Jul 2015 - Current||2|
|Wells Fargo Advisors LLC||Dallas, TX||Jul 2009 - Jul 2015||6|
|Unemployed||Memphis, TN||May 2009 - Jul 2009||< 1|
|Green Square Capital Management||Memphis, TN||Jan 2009 - May 2009||< 1|
|Unemployed||Memphis, TN||Aug 2008 - Jan 2009||< 1|
|Merrilly Lynch||Memphis, TN||Jun 2008 - Aug 2008||< 1|
|Buster's Wine And Liqour||Memphis, TN||Jun 2008 - Aug 2008||< 1|
|Unemployed||Memphis, TN||Aug 2007 - Jun 2008||< 1|
|Brazos Capital Management||Dallas, TX||Jun 2007 - Aug 2007||< 1|
|Unemployed||Memphis, TN||Aug 2006 - Jun 2007||< 1|
|Hollister Company||Dallas, TX||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2009|
Total Assets Under Management1,593MILLIONS
Total Number of Accounts5,010ACCOUNTS
Average Account Value$317,867
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.