David Mooney, financial advisor Dallas TX
93 score

David Mooney

CRD Number: 5554665
Current Firm: Wedbush Securities Inc.

David Mooney (CRD# 5554665) is an Investment Advisor Representative working at Wedbush Securities Inc. in Dallas, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wedbush Securities Inc. Dallas, TX Jul 2015 - Current 1
Wells Fargo Advisors LLC Dallas, TX Jul 2009 - Jul 2015 6
Unemployed Memphis, TN May 2009 - Jul 2009 < 1
Green Square Capital Management Memphis, TN Jan 2009 - May 2009 < 1
Unemployed Memphis, TN Aug 2008 - Jan 2009 < 1
Merrilly Lynch Memphis, TN Jun 2008 - Aug 2008 < 1
Buster's Wine And Liqour Memphis, TN Jun 2008 - Aug 2008 < 1
Unemployed Memphis, TN Aug 2007 - Jun 2008 < 1
Brazos Capital Management Dallas, TX Jun 2007 - Aug 2007 < 1
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Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2009
Contact Info for David Mooney
Phone Number: 213-688-8000
Firm Website: http://www.wedbush.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,254
    MILLIONS
  • Total Number of Accounts
    4,156
    ACCOUNTS
  • Average Account Value
    $301,643
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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