Denise Rothermel, financial advisor Dallas TX
90 score

Denise Rothermel

CRD Number: 4524903
Current Firm: Southern Wealth Management LLP

Denise Rothermel (CRD# 4524903) is an Investment Advisor Representative working at Southern Wealth Management LLP in Dallas, TX and has 1 year of experience in the finance industry. Denise Rothermel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Southern Wealth Management, LLP Dallas, TX Mar 2005 - Current 11
Southern Wealth Investment Advisors LLC Dallas, TX Mar 2005 - Current 11

Denise Rothermel has no recent exams reported.
Contact Info for Denise R. Rothermel
Phone Number: 972-661-4600
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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