Francis Brooks, financial advisor Dallas TX
93 score

Francis Brooks

CRD Number: 5531926
Current Firm: Lockton Investment Advisors, LLC

Francis Brooks (CRD# 5531926) is an Investment Advisor Representative working at Lockton Investment Advisors, LLC in Dallas, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lockton Financial Advisors, LLC Dallas, TX May 2008 - Current 8
Lockton Companies, LLC Dallas, TX Jan 2007 - Current 9
Unum Addison, TX Sep 1985 - Jan 2007 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Nov 2010
Contact Info for Francis S. Brooks
Phone Number: 816-960-9000
Firm Website: http://www.lockton.com/
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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