James AughenbaughCRD Number: 2408807
Current Firm: Stephens
James Aughenbaugh (CRD# 2408807) is an Investment Advisor Representative working at Stephens in Dallas, TX and has over 27 years of experience in the finance industry.
Hedgefield Wealth Management
Cravens Brothers Private Wealth Management LLC
Patton Wealth Advisors
|Stephens Inc.||Dallas, TX||Mar 2016 - Current||6|
|Stephens Inc.||Dallas, TX||Jun 2013 - Mar 2016||2|
|Morgan Stanley Smith Barney||Southlake, TX||Jun 2009 - Jun 2013||4|
|Citigroup Global Markets||South Lake, TX||Feb 2008 - Jun 2013||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1995|
|S66||NASAA Uniform Combined State Law Examination||May 2005|
Total Assets Under Management15,109MILLIONS
Total Number of Accounts22,311ACCOUNTS
Average Account Value$677,181
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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