James ClarkCRD Number: 1368707
Current Firm: Visionpoint Advisory Group
James Clark (CRD# 1368707) is an Investment Advisor Representative working at Visionpoint Advisory Group in Dallas, TX and has over 24 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Visionpoint Advisory Group, LLC||Dallas, TX||Jul 2015 - Current||2|
|Lpl Financial, LLC||Dallas, TX||Jul 2015 - Current||2|
|Prosperity Bank||Dallas, TX||May 2014 - Jul 2015||1|
|Cetera Investments Services LLC||St Cloud, MN||May 2014 - Jul 2015||1|
|Cetera Investment Advisers LLC||Dallas, TX||May 2014 - Jul 2015||1|
|Bosc, Inc.||Dallas, TX||Oct 2009 - May 2014||4|
|Bank Of Texas||Dallas, TX||Oct 2009 - May 2014||4|
|Sws Financial Services||Dallas, TX||Jan 2009 - Oct 2009||< 1|
|Jclark, Inc.||Dallas, TX||Sep 2005 - Sep 2009||4|
|Smh Capital Advisors Inc.||Houston, TX||Oct 2005 - Jan 2007||1|
|Sanders Morris Harris Inc.||Houston, TX||Sep 2005 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2009|
|S65||NASAA Investment Advisors Law Examination||Jan 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management302MILLIONS
Total Number of Accounts1,351ACCOUNTS
Average Account Value$223,581
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, IA, IL, KS, LA, MN, MT, NE, NJ, OK, SD, TX, WA, WI
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