James MooreCRD Number: 5920515
Current Firm: Isc Advisors, Inc.
James Moore (CRD# 5920515) is an Investment Advisor Representative working at Isc Advisors, Inc. in Dallas, TX and has over 6 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Institutional Securities Corp||Dallas, TX||May 2011 - Current||6|
|Great Pines Financial||Conroe, TX||Oct 2010 - Nov 2011||1|
|All In Promotions||Conroe, TX||Dec 2005 - Nov 2011||5|
|Chase Bank||Houston, TX||Oct 2007 - May 2008||< 1|
|Ibc Bank||Houston, TX||Jul 2006 - Mar 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2011|
Total Assets Under Management702MILLIONS
Total Number of Accounts1,643ACCOUNTS
Average Account Value$427,191
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, CO, FL, IL, KS, LA, MD, MI, MO, NM, TX
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