Jason Romph, financial advisor Dallas TX
83 score

Jason Romph

CRD Number: 5370273
Current Firm: Lee Financial Corp

Jason Romph (CRD# 5370273) is an Investment Advisor Representative working at Lee Financial Corp in Dallas, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lee Financial Corporation Dallas, TX Jun 2011 - Current 5
Unemployed Dallas, TX Feb 2011 - Jun 2011 < 1
Rbc Capital Markets Corporation Dallas, TX Apr 2010 - Feb 2011 < 1
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Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jason A. Romph
Phone Number: 972-960-1001
Firm Website: https://www.leefin.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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