Jonathan Rogers, financial advisor Dallas TX
81 score

Jonathan Rogers

CRD Number: 4590753
Current Firm: Hilltop Securities Inc.

Jonathan Rogers (CRD# 4590753) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Southwest Equire Dallas, TX Nov 2012 - Current 4
1st Global Capital Corp. Dallas, TX Nov 2010 - Nov 2012 2
Unionbanc Investment Services Corona, CA Sep 2008 - Nov 2010 2
Citigroup Global Markets Inc. Riverside, CA May 2007 - Sep 2008 1
Citicorp Investment Services Riverside, CA Sep 2006 - Oct 2007 1
Sunridge Financial Group Sun City, CA Aug 2002 - Sep 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2004
S66 NASAA Uniform Combined State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan S. Rogers
Phone Number: 214-859-1800
Firm Website: http://genepdickey.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    927
    MILLIONS
  • Total Number of Accounts
    3,659
    ACCOUNTS
  • Average Account Value
    $253,402
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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