Michael Gomez, financial advisor Lubbock TX

Michael Gomez

CRD Number: 1305439
Current Firm: Prospera Financial Services, Inc.

Michael Gomez (CRD# 1305439) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Lubbock, TX and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Prospera Financial Services, Inc. Dallas, TX May 2005 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1985
S65 NASAA Investment Advisors Law Examination Feb 1993
Contact Info for Michael J. Gomez
Phone Number: 972-581-3000
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    7,913
    MILLIONS
  • Total Number of Accounts
    20,915
    ACCOUNTS
  • Average Account Value
    $378,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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