Mindy Kirby, financial advisor Rowlett TX

Mindy Kirby

CRD Number: 4372660
Current Firm: Kovack Advisors, Inc.

Mindy Kirby (CRD# 4372660) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Rowlett, TX and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Kovack Securities, Inc. Fort Lauderdale, FL Mar 2020 - Current 4
Kovack Advisors, Inc. Fort Lauderdale, FL Mar 2020 - Current 4
Securities America, Inc. Dallas, TX Oct 2018 - Jan 2020 1
Securities America Advisors Dallas, TX Oct 2018 - Jan 2020 1
Beacon Retirement Planning Services Addison, TX Mar 1999 - Aug 2018 19
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mindy L. Kirby
Phone Number: 954-782-4771
Firm Website: http://www.joinksi.com/
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    4,288
    MILLIONS
  • Total Number of Accounts
    18,409
    ACCOUNTS
  • Average Account Value
    $232,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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