Richard Rivera, financial advisor Pensacola Beach FL

Richard Rivera

CRD Number: 1397820
Current Firm: Dick Rivera & Associates

Richard Rivera (CRD# 1397820) is an Investment Advisor Representative working at Dick Rivera & Associates in Pensacola Beach, FL and has over 38 years of experience in the finance industry. Richard Rivera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Calton & Associates, Inc. Dallas, TX Jun 2008 - Current 15
Dick Rivera & Associates Dallas, TX Jan 1991 - Current 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
S65 NASAA Investment Advisors Law Examination Sep 1997
Contact Info for Richard T. Rivera
Phone Number: 972-380-9550
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    144
    MILLIONS
  • Total Number of Accounts
    275
    ACCOUNTS
  • Average Account Value
    $524,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

FL, TX

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