Robert Harty, financial advisor Plano TX

Robert Harty

CRD Number: 5328178
Current Firm: Hilltop Securities Inc.

Robert Harty (CRD# 5328178) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Hilltop Securities Inc. Plano, TX May 2012 - Current 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Contact Info for Robert A. Harty
Phone Number: 214-859-1800
Registered State(s):
  • CO
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,730
    MILLIONS
  • Total Number of Accounts
    4,476
    ACCOUNTS
  • Average Account Value
    $386,603
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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