Shawn EzzoCRD Number: 3023853
Current Firm: Stifel, Nicolaus & Company, Incorporated
Shawn Ezzo (CRD# 3023853) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Dallas, TX and has over 12 years of experience in the finance industry.
Hedgefield Wealth Management
Cravens Brothers Private Wealth Management LLC
Patton Wealth Advisors
|Stifel Nicolaus & Co Inc.||Dallas, TX||Jan 2016 - Current||6|
|Class Act School Packs, LLC||Dallas, TX||Oct 2004 - Current||17|
|Credit Suisse Securities (usa) LLC||Dallas, TX||Jan 2015 - Jan 2016||1|
|Jpmorgan Chase Bank, N.a.||Dallas, TX||Oct 2010 - Jan 2015||4|
|J.p Morgan Securities Inc.||Dallas, TX||Aug 2009 - Jan 2015||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2009|
|S65||NASAA Investment Advisors Law Examination||Feb 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management148,561MILLIONS
Total Number of Accounts316,625ACCOUNTS
Average Account Value$469,203
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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