Stephen Yoo, financial advisor Dallas TX
93 score

Stephen Yoo

CRD Number: 4469780
Current Firm: Hilltop Securities Inc.

Stephen Yoo (CRD# 4469780) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Southwest Securities Inc. San Diego, CA Nov 2011 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego, CA Oct 2009 - Nov 2011 2
Banc Of America Investment Services, Inc. San Diego, CA Jun 2008 - Oct 2009 1
Banc Of America Insurance Services, Inc. San Diego, CA Jun 2008 - Oct 2009 1
Merrill Lynch, Pierce, Fenner & Smith Inc. San Diego, CA Sep 2002 - Jun 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Stephen Yoo
Phone Number: 214-859-1800
Firm Website: http://genepdickey.com
Registered State(s):
  • AK
  • AZ
  • CA
  • FL
  • CO
By the Numbers
  • Total Assets Under Management
    927
    MILLIONS
  • Total Number of Accounts
    3,659
    ACCOUNTS
  • Average Account Value
    $253,402
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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