Steven AupperleCRD Number: 1343455
Current Firm: Foresters Equity Services, Inc.
Steven Aupperle (CRD# 1343455) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Dallas, TX and has over 8 years of experience in the finance industry.
Khp Capital LLC
Vanderpal Capital Management LLC
Summit Financial Group Inc.
|Principal Life Insurance Company||Mansfield, TX||Aug 2013 - Apr 2014||< 1|
|Princor Financial Services Corp||Mansfield, TX||Aug 2013 - Apr 2014||< 1|
|Oneamerica Securities||Mansfield, TX||Aug 2013 - Aug 2013||< 1|
|American United Life||Mansfield, TX||Oct 2011 - Aug 2013||1|
|Oneamerica Securities||Mansfield, TX||Feb 2012 - Dec 2012||< 1|
|Park Avenue Securities LLC||Tyler, TX||Apr 2011 - Dec 2011||< 1|
|Guardian Life Insurance Co Of America||Tyler, TX||Apr 2010 - Dec 2011||1|
|Foresters Equity Services||San Diego, CA||Nov 2008 - Mar 2011||2|
|Foresters Financial Partners||Santa Clarita, CA||Jan 2007 - Jan 2009||2|
|Aupperle Enterprises||Halton City, TX||Jan 2004 - Jan 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2009|
Total Assets Under Management16MILLIONS
Total Number of Accounts181ACCOUNTS
Average Account Value$88,483
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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