Steven AupperleCRD Number: 1343455
Current Firm: Foresters Equity Services, Inc.
Steven Aupperle (CRD# 1343455) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Dallas, TX and has over 7 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Principal Life Insurance Company||Mansfield, TX||Aug 2013 - Apr 2014||< 1|
|Princor Financial Services Corp||Mansfield, TX||Aug 2013 - Apr 2014||< 1|
|Oneamerica Securities||Mansfield, TX||Aug 2013 - Aug 2013||< 1|
|American United Life||Mansfield, TX||Oct 2011 - Aug 2013||1|
|Oneamerica Securities||Mansfield, TX||Feb 2012 - Dec 2012||< 1|
|Park Avenue Securities LLC||Tyler, TX||Apr 2011 - Dec 2011||< 1|
|Guardian Life Insurance Co Of America||Tyler, TX||Apr 2010 - Dec 2011||1|
|Foresters Equity Services||San Diego, CA||Nov 2008 - Mar 2011||2|
|Foresters Financial Partners||Santa Clarita, CA||Jan 2007 - Jan 2009||2|
|Aupperle Enterprises||Halton City, TX||Jan 2004 - Jan 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2009|
Total Assets Under Management11MILLIONS
Total Number of Accounts125ACCOUNTS
Average Account Value$86,354
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.