Tammy WoodmanCRD Number: 6327875
Current Firm: Ips Advisors
Tammy Woodman (CRD# 6327875) is an Investment Advisor Representative working at Ips Advisors in Dallas, TX and has over 2 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Lion Street Financial||Dallas, TX||Jan 2015 - Current||2|
|Ips Ria, LLC||Dallas, TX||Jan 2015 - Current||2|
|Ips Advisors, LLP||Dallas, TX||Apr 2014 - Current||3|
|Nfp Securities, Inc.||Dallas, TX||Jun 2014 - Dec 2014||< 1|
|Franfund, Inc.||Fort Worth, TX||May 2011 - Apr 2014||2|
|Cecilco||Dallas, TX||Jul 2008 - May 2011||2|
|Esop Economics||Philadelphia, PA||May 2004 - Jul 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2014|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
FL, IL, NC, TX
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