William Walsh, financial advisor Dallas TX
83 score

William Walsh

CRD Number: 3138609
Current Firm: Lgt Financial Advisors LLC

William Walsh (CRD# 3138609) is an Investment Advisor Representative working at Lgt Financial Advisors LLC in Dallas, TX and has over 17 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lido Advisors, LLC Beverly Hills, CA Jul 2015 - Current 1
Investment Security Corporation Calabasas, CA Nov 2012 - Current 4
Lgt Financial Advisors, LLC Dallas, TX Dec 1998 - Current 18
Lane Gorman Trubitt, Pllc Dallas, TX Sep 1987 - Current 29
Lido Advisors, Inc. Beverly Hills, CA Mar 2013 - Jul 2015 2
Girard Securities, Inc. San Diego, CA Jun 2009 - Dec 2012 3
Royal Alliance Associates, Inc. Dallas, TX Dec 2003 - Jun 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William A. Walsh
Phone Number: 214-461-1500
Firm Website: http://www.lgt-fa.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    187
    MILLIONS
  • Total Number of Accounts
    375
    ACCOUNTS
  • Average Account Value
    $497,935
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL, TX

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BADGES
83

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