Sara PierceCRD Number: 1086725
Current Firm: Raymond James Financial Services Advisors, Inc.
Sara Pierce (CRD# 1086725) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Dalton, GA and has over 34 years of experience in the finance industry. Sara Pierce has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Brooks, Moore & Associates, Inc.
|Raymond James Financial Services Advisors Inc.||Dalton, GA||Sep 2013 - Current||4|
|Raymond James Financial Services||Dalton, GA||Aug 2013 - Current||4|
|Raymond James & Associates, Inc.||Dalton, GA||Feb 2013 - Aug 2013||< 1|
|Morgan Keegan & Company||Dalton, GA||Dec 2004 - Feb 2013||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1983|
|S65||NASAA Investment Advisors Law Examination||Nov 1998|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV