Tom Gai, financial advisor San Mateo CA

Tom Gai

CRD Number: 5956453
Current Firm: J.p. Morgan Securities LLC

Tom Gai (CRD# 5956453) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Mateo, CA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities, LLC San Mateo, CA Feb 2016 - Current 8
Jp Morgan Chase Bank, N.a. San Mateo, CA Feb 2016 - Current 8
Jp Morgan Securities, LLC San Mateo, CA Oct 2013 - Feb 2016 2
Jp Morgan Chase Bank, N.a. San Mateo, CA Oct 2013 - Feb 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Tom Gai
Phone Number: 800-999-2000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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