Tom Gai, financial advisor Daly City CA
90 score

Tom Gai

CRD Number: 5956453
Current Firm: J.p. Morgan Securities LLC

Tom Gai (CRD# 5956453) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Daly City, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Foster City, CA Oct 2012 - Current 4
Jp Morgan Chase Bank Na Foster City, CA May 2010 - Current 6
Chase Investment Services Corp Foster City, CA Jul 2011 - Oct 2012 1
Jp Morgan Chase Redwood City, CA Oct 2007 - May 2010 2
Unemployed Sunnyvale, CA Feb 2007 - Oct 2007 < 1
Citibank San Carlos, CA Jan 2005 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Tom X. Gai
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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