Louis CraigCRD Number: 1055524
Current Firm: Next Financial Group, Inc.
Louis Craig (CRD# 1055524) is an Investment Advisor Representative working at Next Financial Group, Inc. in Damascus, MD and has 1 year of experience in the finance industry.
Blue Ocean Global Wealth
Palatine Advisors, Inc.
Commonwealth Financial Network
|Next Financial Group, Inc.||Houston, TX||Dec 2008 - Current||9|
|Planmember Securities Corporation||Carpinteria, CA||Nov 2006 - Dec 2008||2|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,650MILLIONS
Total Number of Accounts7,792ACCOUNTS
Average Account Value$211,712
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV