Benjamin Buck, financial advisor Danville CA
73 score

Benjamin Buck

CRD Number: 5629964
Current Firm: J.p. Morgan Securities LLC

Benjamin Buck (CRD# 5629964) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Danville, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Mesa, AZ Oct 2012 - Current 4
Jp Morgan Chase Bank Mesa, AZ Sep 2011 - Current 5
Chase Investment Services Corp Mesa, AZ Sep 2011 - Oct 2012 1
Wells Fargo Advisors, LLC Scottsdale, AZ Jan 2011 - Aug 2011 < 1
Wells Fargo Bank Na Scottsdale, AZ May 2006 - Aug 2011 5
Wells Fargo Investments, LLC Scottsdale, AZ Mar 2009 - Jan 2011 1
Student Scottsdale, AZ Aug 2003 - Aug 2006 3
Student Scottsdale, AZ Jul 2002 - Aug 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Benjamin C. Buck
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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