James RubinCRD Number: 1192632
Current Firm: Mbsc Securities Corporation
James Rubin (CRD# 1192632) is an Investment Advisor Representative working at Mbsc Securities Corporation in Danville, CA and has over 15 years of experience in the finance industry.
Blossom Wealth Management, LLC
Parker Investment Management, LLC
Jurika, Mills & Keifer, LLC
|Mbsc Securities Corporation||Santa Barbara, CA||May 2014 - Current||4|
|Self Employed||Santa Barbara, CA||Sep 2013 - May 2014||< 1|
|Fmb Retirement Services||Westlake Village, CA||Jun 2012 - Sep 2013||1|
|Independent Financial Group||Westlake Village, CA||Mar 2012 - Jun 2012||< 1|
|Fmb Wealth Management||Westlake Village, CA||Feb 2012 - Jun 2012||< 1|
|Ventura Coastal||Ventura, CA||Jul 2010 - Dec 2011||1|
|Nrp Advisors, Inc.||Bryan, OH||Oct 2009 - Nov 2010||1|
|Wells Fargo Investments, LLC||Santa Barbara, CA||Oct 2006 - Sep 2009||2|
|Fisher Investments, Inc.||Woodside, CA||May 2002 - Sep 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2006|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,321MILLIONS
Total Number of Accounts4,457ACCOUNTS
Average Account Value$296,309
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.