Dawn Nelson, financial advisor Danville KY
88 score

Dawn Nelson

CRD Number: 6363820
Current Firm: Lpl Financial LLC

Dawn Nelson (CRD# 6363820) is an Investment Advisor Representative working at Lpl Financial LLC in Danville, KY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Tye Financial Group Danville, KY Aug 2014 - Current 2
Lpl Financial, LLC Danville, KY Aug 2014 - Current 2
Jp Morgan Chase Danville, KY Feb 2012 - Jul 2014 2
Affinity Realty Of Kentucky LLC Danville, KY Jul 2005 - Jul 2012 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Dawn M. Nelson
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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