Michael Ori, financial advisor Daphne AL
69 score

Michael Ori

CRD Number: 6130614
Current Firm: Wells Fargo Advisors, LLC

Michael Ori (CRD# 6130614) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Daphne, AL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Spanish Fort, AL Jan 2014 - Current 2
Wells Fargo Bank Na Spanish Fort, AL Jan 2014 - Current 2
Pfs Investments Inc. Biloxi, MS May 2013 - Jan 2014 < 1
Aflac Columbus, GA Feb 2012 - Dec 2013 1
Immediate Care Of The South Mobile, AL Feb 2013 - Nov 2013 < 1
Primerica Financial Services Biloxi, MS Jul 2012 - May 2013 < 1
Titlemax Atlanta, GA May 2011 - Feb 2012 < 1
Waffle House Norcross, GA Jul 2008 - May 2011 2
Old Navy Sanfrancisco, CA May 2007 - Jul 2008 1
Walmart Bentonville, AR May 2004 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael A. Ori
Phone Number: 314-875-3000
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
69

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