Brian Moss, financial advisor Darien CT

Brian Moss

CRD Number: 1971907
Current Firm: Soaring Capital Management, LLC

Brian Moss (CRD# 1971907) is an Investment Advisor Representative working at Soaring Capital Management, LLC in Darien, CT and has over 29 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Soaring Capital Management, LLC Darien, CT Mar 2020 - Current < 1
Brian F. Moss Consulting Darien, CT Dec 2019 - Feb 2020 < 1
Masterworks.io, LLC New York, NY May 2019 - Nov 2019 < 1
Brian F. Moss Consulting Darien, CT Oct 2018 - Apr 2019 < 1
Barington Capital Group, LP New York, NY Jul 2016 - Sep 2018 2
Unemployed Darien, CT Apr 2016 - Jun 2016 < 1
Optima Securities LLC New York, NY Jul 2013 - Mar 2016 2
Optima Fund Management New York, NY Mar 2006 - Mar 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
Contact Info for Brian F. Moss
Phone Number: 917-653-4913
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT

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