Frank Kim, financial advisor Davenport FL
81 score

Frank Kim

CRD Number: 5530107
Current Firm: Wells Fargo Advisors, LLC

Frank Kim (CRD# 5530107) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Davenport, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Orlando, FL Jul 2013 - Current 3
J.p. Morgan Securities LLC Ocoee, FL Oct 2012 - Jul 2013 < 1
Chase Investment Services Corp Orlando, FL Oct 2011 - Oct 2012 1
Liberty Partners Financial Services, LLC West Palm Beach, FL Jul 2011 - Oct 2011 < 1
Woodbury Financial Services, Inc. Orlando, FL Oct 2010 - Jul 2011 < 1
Metlife Securities, Inc. Orlando, FL Oct 2008 - Sep 2010 1
Gunnallen Financial Boca Raton, FL May 2008 - Sep 2008 < 1
Channel 6 News Orlando, FL Feb 2008 - Apr 2008 < 1
Unemployed Orlando, FL Aug 2007 - Feb 2008 < 1
Next Level Investment. Inc. Orlando, FL Aug 2005 - Aug 2007 2
Full Sail University Winter Park, FL Aug 2003 - Aug 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Feb 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Frank C. Kim
Phone Number: 314-875-3000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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