Patricia Hendricks, financial advisor Davenport IA
86 score

Patricia Hendricks

CRD Number: 1108154
Current Firm: Waddell & Reed

Patricia Hendricks (CRD# 1108154) is an Investment Advisor Representative working at Waddell & Reed in Davenport, IA and has over 33 years of experience in the finance industry. Patricia Hendricks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Kurt Baldry, financial advisor Davenport IA
Kurt R. Baldry
CRD# 1568930
Ausdal Financial Partners, Inc.
Score
96
Similar Advisors
Bhasker Baman, financial advisor Davenport IA
Bhasker A. Baman
CRD# 2765120
Ausdal Financial Partners, Inc.
Score
96
Similar Advisors
Robert Blazejewski, financial advisor Davenport IA
Robert J. Blazejewski
CRD# 2413786
Investment Advisors Corp
Score
96
Professional Designations
Company Name Location Dates Years
Beresford Hendricks LLC Dubuque, IA Jun 2006 - Current 10
Patricia Hendricks, Owner/landlord Dubuque, IA Jul 1996 - Current 20
Waddell & Reed, Inc. Dubuque, IA Mar 1996 - Current 20
Various Insurance Carriers For W & R Insurance Agencies Dubuque, IA Mar 1996 - Current 20
Dubuque Doorways Dubuque, IA Jan 1985 - Current 31
Self-employed Santa Fe, NM Mar 1980 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1983
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Patricia L. Hendricks
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • FL
  • IL
  • WI
  • NM
  • IA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
86

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.