Michael Ames, financial advisor Davidson NC
93 score

Michael Ames

CRD Number: 5893669
Current Firm: Fifth Third Securities, Inc.

Michael Ames (CRD# 5893669) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Davidson, NC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities Cornelius, NC Mar 2015 - Current 1
Suntrust Investment Services, Inc. Atlanta, GA Jan 2014 - Mar 2015 1
The Vanguard Group, Inc. Charlotte, NC Feb 2012 - Jan 2014 1
Fifth Third Securities Cornelius, NC Jan 2011 - Feb 2012 1
Fifth Third Bank Cornelius, NC Jul 2009 - Feb 2012 2
Ameritrust Mortgage Charlotte, NC May 2009 - Jul 2009 < 1
Hsbc Bank Fastonia, NC Apr 2008 - May 2009 1
Self Employed Huntersville, NC Jul 2007 - Apr 2008 < 1
Cornerstone Marketing Coulmbus, OH Aug 2006 - Jul 2007 < 1
Unemployed Columbus, OH Oct 2005 - Aug 2006 < 1
Ohio State University Columbus, OH Aug 2001 - Aug 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for Michael S. Ames
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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